Kevin Foley, a partner in the Financial Services practice, will speak on a panel titled “The Home Stretch: Implementing Customer Fund Protections” at 2:00 p.m. on Wednesday, November 5. The session will focus on the residual interest rule going into effect on November 14 and key areas of compliance, status of no-action relief on the Limitation on 30.7 (foreign futures and options customer) funds held outside of the United States, and SROs’ views on acceptable margin practices, including treatment of undermargined accounts. This session will address concerns of treasury, funding, operations, compliance and business professionals.
Hilton Chicago
720 South Michigan Avenue
Chicago, Illinois
Chicago
