Partners Gary Distell, Kevin Foley, Jack Governale, Arthur Hahn and Marilyn Selby Okoshi will present "Current Status Report on the Redesign of the Architecture of Financial Regulation" from 8:00-10:00 a.m. on Tuesday, October 27.

The presentation will include:

  • Regulation of OTC Derivatives
    - Centralized Clearing
    - Margin and Capital Requirements
    - Swap Dealer Registration and Regulation
    - Major Swap Participant Registration and Regulation
  • CFTC Position Limits, Hedge Exemption, Index Exemption, Exchange Traded and OTC Derivative Reporting Obligations
  • International Reach and Implications, Including Foreign Exchanges
  • SEC/CFTC Harmonization
  • Short Selling, Flash Orders, Market Making and Dark Pools
  • Regulation of Investment Advisers and Private Funds
  • Heightened Fiduciary Standards for Broker-Dealers

The Offices of Katten Muchin Rosenman LLP