Partner Guy Dempsey will participate in a panel discussion on "Regulation and Compliance: The New Landscape" at 10:00 a.m. at this event, which will explore the dynamic landscape of fixed income trading. The discussion will center around how to best interface with FINRA and TRACE, examining the SEC's proposals related to fixed-income securities, and the implications of the Dodd-Frank Act for primary dealers.

W Hotel Lexington