About Alex King
Alex King focuses his practice on helping clients navigate litigation, dispute resolution, and regulatory investigations within the financial services industry.
Understanding regulators leads to effective solutions
Alex uses his previous regulatory experience to assist clients facing regulatory investigations and enforcement actions. Before joining Katten, Alex spent three years in FINRA's National Cause and Financial Crimes Detection Program investigating securities law violations within the options markets. During law school, Alex interned with the Office of Enforcement Liaison within the SEC's Division of Corporate Finance and was invited to the school’s ABA National Appellate Advocacy Competition moot court team. These experiences allow Alex to think like a regulator and provide effective advocacy for his clients.
- Financial services
- Regulatory litigation and enforcement
- Securities litigation and enforcement