To read this week's Bridging the Week, click here.
- New SEC Chairman Previews Governing Principles; Stresses Commitment to Working With CFTC
- CFTC's Division of Market Oversight Initiates Review of Swap Reporting Rules
- Two More Broker-Dealers Sanctioned by FINRA for Recordkeeping Violations
- Researching How SEC Detects Unusual Trading Does Not Help Alleged Insider Trader Avoid Criminal and Civil Government Prosecution