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  • Brooklyn Federal Court Rules ICO-Issued Digital Assets Could Be Securities
  • In a Friday Night Hurricane, CFTC Batters 12 Firms and Multiple Individuals for Various Offenses, Including Non-Registration, Faulty Reporting and Recordkeeping Breakdowns
  • SEC and FINRA File Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations
  • Feeling Blue (Sheets): Broker-Dealer Resolves SEC Enforcement Action for Faulty Electronic Regulatory Submissions for US $2.75 Million Fine