To read this week's Bridging the Week, click here.
- Based on Experience, CFTC Staff Makes Recommendations of Better Practices for FCMs' and Swap Dealers' Chief Compliance Officer Annual Compliance Reports
- Registrant Penalized US $1 Million by CFTC After Finding and Fixing Inadvertent Short-Term Audio-Recording Breakdown
- CFTC FY 2019 Enforcement Annual Report Highlights High Percentage of Cases Aimed at Promoting Market Integrity