To read this week's Bridging the Week, click here.
- Evaluating Fintech Applications and Information Security Among SEC's Inspection Group's and FINRA's 2020 Examination Priorities;
- CFTC DSIO Says Recent CCO Annual Report Guidance Aspirational for 2020, More Relevant for 2021;
- Purported Wash Trades, Disruptive Trading and Speculative Position Limits Violations Targets of CME Group Exchanges' Year-End Disciplinary Actions
New York
