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  • Canada-Based Social Media Company Kicks Back at SEC for Enforcement Action Alleging Digital Token Sale Constituted Unlawful US Securities Offering
  • Swap Dealer Sanctioned $2.5 Million by NFA for Providing Customer Misleading Information Regarding Forward Contract Pricing
  • Brokerage Company Fined by LME for Failure to Maintain Adequate Risk Management Systems That Did Not Detect Potential Disruptive Trading by Client
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