To read this week's Bridging the Week, click here.
- Broker-Dealer Sanctioned US $1.575 Million by FINRA and Other SROs for Market Access Rule Violations
- CFTC and CBOT Collectively Fine Floor Broker US $250,000 for Alleged Repeat Spoofing Violations
- US Opposes Effort of Imprisoned Trader to Have Supreme Court Consider Overturning Conviction for Spoofing
New York
