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- Trader's Spoofing Conviction and Sentence Upheld by Federal Appeals Court
- CFTC Suspends Advance Notice Filing Requirement to Perfect Disaggregation Relief for Position Limit Calculation Purposes
- SEC Watchdog Finds Cybersecurity Policies Better But Not Always Enforced
- Foreign-Based Bank Settles CFTC Charge of Spoofing for US $600,000 Fine