It’s Back!

Third Annual Private Equity Enforcement Update


This webinar is appropriate for in-house counsel and industry lawyers.


•  new SEC guidance on private fund compliance deficiencies;

•  recent SEC cases involving fees and expenses and inadequate compliance procedures;

•  the return of broken windows enforcement;

•  current inspection focus on private funds; and

•  recent learning on valuation issues.


Thursday, July 30, 2020

2:00 p.m. ET




Richard Marshall

Financial Markets and Funds

Mark Goldstein

Special Counsel,
Financial Markets and Funds



Please contact
Katten Webinar Support.



Katten Muchin Rosenman LLP is an accredited provider of MCLE in Illinois and California, and an accredited sponsor, approved by the State Bar of Texas, Committee on MCLE. Katten Muchin Rosenman LLP has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York. This program is pending approval for 1 General credit (IL/CA/TX) and 1 CLE credit in Professional Practice (NY), subject to review of final presentation materials and attendance documentation. This program is suitable for non-transitional attorneys only. Our firm is not accredited for any other jurisdictions or professional accreditations.


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