About Nicholas A. Crowe
Nicholas represents a broad array of clients in the financial services and regulatory enforcement sectors. His experience includes defending broker-dealers, trading firms and investment advisors in proceedings brought by the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC) as well as providing counsel to digital asset trading platforms and blockchain technology companies. Nicholas is also passionate about intellectual property law and occasionally assists with IP-related due diligence matters.
Providing certainty and assurances to clients in an ever-evolving world
During both college and law school, Nicholas was an active member of his schools' mock trial teams and was recognized with several awards for his trial advocacy skills.
Practice Focus
- Financial services regulatory and enforcement
- Broker-dealer compliance
- Cryptoassets and blockchain technology matters
- Intellectual property
Publications
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January 2022