About Christian B. Hennion
Christian Hennion advises US and international asset managers on a variety of transactional and regulatory matters. He helps them with private fund launches and reorganizations, compliance issues under the Investment Advisers Act and Commodity Exchange Act and numerous issues before the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC).
The regulatory advice asset managers need
Fund managers, registered investment advisers, commodity trading advisors and private equity firms all draw on Chris' advice. He represents them in registrations with the SEC and CFTC. He also works closely with both SEC- and CFTC-registered clients undergoing compliance examinations and responding to inquiries from regulators and self-regulatory organizations. Negotiating with regulators over any areas of concern, he helps to reach efficient and favorable resolutions. He is also experienced in preparing offering and advisory documents for asset management firms, and knowledgeable about the SEC and CFTC regulations applicable to them.
Practice Focus
- Private fund launches and reorganizations
- SEC and CFTC registrations, examinations and enforcement actions
- The Investment Advisers Act and Commodity Exchange Act compliance matters
- Futures and derivatives regulation
News
-
March 13, 2023
-
November 10, 2021
-
June 16, 2020
-
January 29, 2020
-
January 24, 2019
-
January 25, 2018
-
January 13, 2017
-
January 4, 2017
-
December 14, 2016
- View All News
Publications
-
March 17, 2023
-
February 27, 2023
-
November 1, 2022
-
March 24, 2022
-
February 11, 2022
-
February 11, 2022
-
August 13, 2021
-
July 15, 2021
-
June 9, 2021
- View All Publications
Presentations and Events
-
March 1, 2023
-
January 19, 2023
-
October 20, 2022
-
March 10, 2022
-
July 14–15, 2021Speaker | Crypto, Meet ESG: ESG, Meet Crypto
-
July 13–14, 2021Panelist | Evaluating and Managing Risks Associated with Outsourcing Compliance
-
February 18, 2021Speaker
-
June 18, 2020Panelist | Best Practices and Challenges to Address Going Forward
-
March 4, 2020Presenter
- View All Presentations and Events