About Christian B. Hennion
Christian Hennion advises US and international asset managers on a variety of transactional and regulatory matters. He helps them with private fund launches and reorganizations, compliance issues under the Investment Advisers Act and Commodity Exchange Act and numerous issues before the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC).
The regulatory advice asset managers need
Fund managers, registered investment advisers, commodity trading advisors and private equity firms all draw on Chris' advice. He represents them in registrations with the SEC and CFTC. He also works closely with both SEC- and CFTC-registered clients undergoing compliance examinations and responding to inquiries from regulators and self-regulatory organizations. Negotiating with regulators over any areas of concern, he helps to reach efficient and favorable resolutions. He is also experienced in preparing offering and advisory documents for asset management firms, and knowledgeable about the SEC and CFTC regulations applicable to them.
Practice Focus
- Private fund launches and reorganizations
- SEC and CFTC registrations, examinations and enforcement actions
- The Investment Advisers Act and Commodity Exchange Act compliance matters
- Futures and derivatives regulation
News
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March 13, 2023
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November 10, 2021
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June 16, 2020
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January 29, 2020
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January 24, 2019
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January 25, 2018
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January 13, 2017
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January 4, 2017
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December 14, 2016
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Publications
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October 2023
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August 25, 2023
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June 13, 2023
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May 2023
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March 21, 2023
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March 17, 2023
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February 27, 2023
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November 1, 2022
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March 24, 2022
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Quick Reads
Presentations and Events
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October 11, 2023
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September 27, 2023
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September 21, 2023
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June 22, 2023
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June 1, 2023Speaker
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May 23, 2023RSM & Katten Capital Markets Family Office Insights ForumPanelist | Family Office Structuring Panel
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April 11–14, 2023Speaker | Introduction to the Advisers Act: Framework, Registration, Exclusions and Exemptions; Exempt Reporting Advisers; Private Fund Advisers and More
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March 1, 2023
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January 19, 2023
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