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Newsletter

Corporate & Financial Weekly Digest, Featuring Articles on ESG and Climate-Risk Disclosure Initiatives from the SEC, CFTC European Parliament and ESAs

March 19, 2021

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Acting SEC Chair Lee Provides Public Statement Welcoming Public Comment on Climate Change Disclosures
  • FINRA Publishes Updates to Private Placement Filer Form Pursuant to FINRA Rules 5122 and 5123
  • CFTC Acting Chairman Announces New Climate Risk Unit
  • NFA Publishes Series of Member Notices Related to Common Deficiencies and Other Regulatory Matters
  • European Parliament Adopts Report Recommending Directive on ESG Due Diligence Obligations
  • ESMA Allows Decision on Reporting Net Short Positions to Expire
  • ESG: ESAs Consult on Draft RTS on Content and Presentation of Taxonomy-Related Sustainability Disclosures Under SFDR

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