To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Shares Practices Firms Use to Protect Customers from Online Account Takeover Attempts
- FINRA Dispute Resolution Services to Reopen Most Hearing Locations for In-Person Arbitration and Mediation
- SEC Division of Investment Management Staff Publishes Public Statement on Funds Registered Under Investment Company Act Investing in Bitcoin Futures Market
- Consolidated Audit Trail Publishes New Roadmap to Assist Small Firms With Reporting Obligations
- CFTC Announces Energy and Environmental Markets Advisory Committee Meeting
- FCA Consults on New Authorized Fund Regime for Investing in Long-Term Assets
- UK Government Publishes Guidance on Supply of Emissions Allowances in UK ETS
- FCA Replaces Data Collection Platform Gabriel With RegData
- COVID-19: FCA Updates Webpage on Changes to Regulatory Reporting
- ESG: European Commission Consults on Draft Delegated Regulation of Disclosure Obligations Under Taxonomy Regulation