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Corporate & Financial Weekly Digest, Featuring Articles on FINRA's Advice to Firms on Protecting Customers from Online Account Takeovers and the FCA's New Authorized Fund Regime for Investing in Long-Term Assets

May 14, 2021

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Shares Practices Firms Use to Protect Customers from Online Account Takeover Attempts
  • FINRA Dispute Resolution Services to Reopen Most Hearing Locations for In-Person Arbitration and Mediation
  • SEC Division of Investment Management Staff Publishes Public Statement on Funds Registered Under Investment Company Act Investing in Bitcoin Futures Market
  • Consolidated Audit Trail Publishes New Roadmap to Assist Small Firms With Reporting Obligations
  • CFTC Announces Energy and Environmental Markets Advisory Committee Meeting
  • FCA Consults on New Authorized Fund Regime for Investing in Long-Term Assets
  • UK Government Publishes Guidance on Supply of Emissions Allowances in UK ETS
  • FCA Replaces Data Collection Platform Gabriel With RegData
  • COVID-19: FCA Updates Webpage on Changes to Regulatory Reporting
  • ESG: European Commission Consults on Draft Delegated Regulation of Disclosure Obligations Under Taxonomy Regulation

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