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Corporate & Financial Weekly Digest, Featuring Articles on Audit Regulations Under the HFCAA, Approval of the NFA's Swap Dealer Capital Model Review Program and ESMA Reminders on Reverse Solicitation

January 15, 2021

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Holding Foreign Companies Accountable Act Signed Into Law by President Trump
  • FINRA Postpones Implementation of Mandatory Margin for Covered Agency Transactions
  • SEC Issues No-Action Letter Regarding Institutional Family Offices
  • CFTC Approves NFA’s Swap Dealer Capital Model Review Program
  • FCA Updates COVID-19 Webpage With Guidance on Market Trading and Reporting
  • ESMA Reminds Firms of MiFID II Rules on Reverse Solicitation Post-Brexit

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