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Corporate & Financial Weekly Digest, Featuring Articles on FINRA's 2021 Budget and Industry Spotlight and Dues Increases for NFA Member Swap Dealers and Major Swap Participants

May 28, 2021

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Publishes 2021 Industry Spotlight
  • FINRA Publishes 2021 Budget
  • CFTC Announces Agricultural Advisory Committee Meeting
  • CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR
  • Effective Date for NFA Member Swap Dealer and Major Swap Participant Dues Increases

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