To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Publishes 2021 Industry Spotlight
- FINRA Publishes 2021 Budget
- CFTC Announces Agricultural Advisory Committee Meeting
- CFTC Staff Publishes Updated Responses to FAQs Regarding Commission Regulation 4.27 and Form CPO-PQR
- Effective Date for NFA Member Swap Dealer and Major Swap Participant Dues Increases
Related Professionals
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Partner and Co-Chair, Broker-Dealer Regulation+1.212.940.8599 -
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