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Newsletter

Corporate & Financial Weekly Digest, Featuring Articles on the CFTC and NFA Extension of COVID-19 Adjustments

January 22, 2021

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Annual Verification in the FINRA Contact System Due January 27
  • CFTC Staff Provides Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19
  • Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations
  • FCA Reminds UK Firms to Regularly Review Their Regulatory Permission

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