To read the Digest online, click here.
This week's issue addresses the following topics:
- Annual Verification in the FINRA Contact System Due January 27
- CFTC Staff Provides Limited Continuation of Certain No-Action Relief to Market Participants in Response to COVID-19
- Remote Online Testing Available for Candidates Seeking to Take Futures Industry Proficiency Examinations
- FCA Reminds UK Firms to Regularly Review Their Regulatory Permission