About Alexa Warner

Alexa Warner represents clients in the financial services industry facing regulatory enforcement, internal investigations and other complex commercial litigation.

Dedication to clients for effective advocacy

Alexa has over a decade of experience representing clients in complex commercial disputes, securities fraud investigations and litigation, white collar criminal defense and class actions. She prides herself on delivering true partnership with her clients, using her well-honed advocacy skills, sound judgment and strong work ethic to help clients achieve their legal and business goals.

Practice Focus

  • Securities fraud
  • SEC, CFTC, FINRA and state regulator investigations and enforcement proceedings
  • Internal investigations
  • Whistleblower complaints
  • White collar defense
  • Securities and regulatory compliance

Representative Experience

  • Achieved favorable result in Delaware Chancery Court mediation for pharmaceutical manufacturing client in dispute with pharmaceutical company. *
  • Advised audit committee with regard to advancement and indemnification obligations as to former officers. *
  • Represented client before Illinois Ethics Commission with regard to sexual harassment claim. *
  • Acted as second chair to prove-up hearing in support of entry of judgment for $6 million default judgment in defamation case in California state court. *
  • Advised on internal investigations and civil cases across multiple disciplines, including complex commercial disputes, securities fraud, white collar criminal defense, class actions and healthcare litigation. *
  • Assisted trial counsel to the Illinois Judicial Inquiry Board in order to prosecute cases before the Illinois Courts Commission. *
* Experience prior to Katten