About Carolyn H. Jackson
Carolyn Jackson helps clients solve complex cross-border issues involving the regulation of financial institutions and financial products, including derivatives. Carolyn's depth of knowledge and practical approach are shaped by her first-hand experience: she managed the New York trading desk of several investment banks and was formerly the executive director of the International Swaps and Derivatives Association, Inc. Trading firms, banks, asset managers, clearing houses and trading venues rely on her to find creative-yet-sensible solutions.
Solving cross-border puzzles
Clients with international financial operations regularly face cross-border regulatory challenges. Carolyn is adept at solving these compliance puzzles, which often involve adherence to the Dodd-Frank Act, the European Market Infrastructure Regulation and other foreign financial laws. When necessary, she crafts innovative solutions by restructuring financial products or business operations or by obtaining regulatory relief.
Practice Focus
- Financial industry regulation and compliance
- Financial industry licensing
- Cross-border regulatory issues
- Regulatory reform solutions
News
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October 4, 2024
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June 18, 2024
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October 4, 2023
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June 8, 2023
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September 30, 2022
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July 7, 2022
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June 9, 2022
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November 10, 2021
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October 4, 2021
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Publications
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NewsletterAuthor
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September 2024
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September 2024
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September 4, 2024
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September 4, 2024
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August 2024
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July 2024
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May 2024
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April 2024
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Quick Reads
Presentations and Events
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October 7, 2024Speaker | P.R.I.M.E. Finance: Projects and Updates
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December 5, 2023Leiden Law School Faculty ProgramCo-Presenter | US Securities Markets Regulation
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July 31–August 4, 2023Presenter | The Basics of Derivatives Practice and Regulation
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March 1, 2023
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April 27–29, 2022Panelist | FCM vs. Swap Dealer
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January 26-28, 2022
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July 31, 2020Co-presenter
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July 24, 2020Co-presenter
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July 10, 2020Co-presenter
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