Corporate & Financial Weekly Digest, Featuring Article on FINRA Notice of New SEC Regulation Establishing "Best Interest" Standard of Conduct for Broker-Dealers | Katten Muchin Rosenman LLP

To read the online Digest, click here.

This week’s issue addresses the following topics:

FINRA Issues Regulatory Notice Reminding Members of the SEC’s Adoption of a Best Interest Standard of Conduct

Susan Light

Partner and Co-Chair, Broker-Dealer Regulation

New York

+1.212.940.8599

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