About Dillon Rodriguez
Dillon Rodriguez works with clients facing regulatory enforcement investigations with government securities regulators, the major financial exchanges and self-regulatory organizations. In his practice, he also frequently handles arbitrations concerning complex financial instruments.
Skilled securities law counsel focused on regulatory enforcement proceedings
Dillon has helped lead internal investigations involving alleged violations of securities laws concerning exotic over-the-counter (OTC) equity options. He has particular experience in defense witness preparations for matters involving high-frequency and proprietary trading firms.