Two Katten Financial Markets and Funds partners will participate in the 2021 Legal & Legislative Issues Conference on October 21–22. At 4:55 p.m. on Thursday, October 21, Carl Kennedy will moderate the "Derivatives" panel, which will:

  • Examine implementation challenges with CFTC and SEC Dodd-Frank swap/security-based swap regulations
  • Discuss position limits implementation
  • Review readiness for CFTC swap reporting regulation amendments
  • Evaluate implementation of CFTC swap dealer capital rules

At 9:10 a.m. on Friday, October 22, Dan Davis will moderate the "Securities General Counsels" panel, which will:

  • Discuss key regulatory priorities
  • Provide updates on current rulemaking and coordination efforts
  • Analyze trends in enforcement and compliance and supervisory controls

Learn more about the 2021 Legal & Legislative Issues Conference.

Washington Marriott Georgetown Hotel
1221 22nd Street NW
Washington, DC 20037

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