In this issue of CFWD we discuss:
- SEC Issues Updated Compliance and Disclosure Interpretations
- SEC Recommends Additional MD&A Disclosures Regarding Loan Losses
- Statutory Stay of Discovery Lifted to Require Identification of Third Parties and Permit Service of Document Preservation Subpoenas
- Indictment Charging Cherry-Picking Scheme Partially Dismissed on
Limitations Grounds - SEC Approves FINRA Rule Regarding Public Offerings and Member Firm Conflicts of Interest
- NASDAQ OMX BX Proposes to Eliminate “Fast Market” Rule
- SEC Approves Proposed Rule Change to Permit Tied Hedge Transactions
- CFTC Suggests Enhancements to Treasury Legislative Proposal
- CFTC to Determine Whether CCX Contracts Perform Price Discovery Function
- CFTC Amends Foreign Access Relief Granted to ICE Futures Europe
- Comments Requested on CME Request to Hold CDS Margin with
Segregated Funds - CFTC and SEC Announce Joint Meetings on Regulatory Harmonization
- FDIC Announces Open Meeting
- Banking Agencies Release Community Reinvestment Act Lending Data
- Executor Has No Right to Challenge Insurable Interest of Beneficiary Under California Law
- Parties to Abandon Heart Assist Equipment Acquisition After FTC Challenge
- Special Master to Review TARP Executive Pay Plans
- FSA Restates Its Approach on Informal Guidance
- FSA Addresses Potential Issues for Activist Shareholders
- FSA and CFTC Announce Regulatory Cooperation in Surveillance of Oil Markets