In this issue of CFWD we discuss:

  • SEC Delegates Authority to Director of Division of Enforcement
  • Court of Appeals Upholds SEC’s Barring of Accountant under SEC Rule 102(e)
  • Senators Introduce Legislation to Overturn Central Bank and
    Stoneridge Decisions
  • FINRA Proposes Changes Regarding Fixed Price Offerings
  • Reporting of OTC Transactions Executed Outside Normal Market Hours
  • SEC Approves Proposed Plan Regarding Options Order Protection and Locked/Crossed Markets
  • CFTC Issues Order Permitting Eurex Clearing to Operate MCO for
    OTC Derivatives
  • CFTC Requests Comments on DCO Application by ICE Clear Europe Limited
  • FDIC Releases Additional Guidance for Banks Related to Allowance for Loan and Lease Losses
  • New York Fed Appoints PIMCO as Collateral Monitor
  • Borrowers Request $6.9 Billion of TALF Loans for ABS in August
  • Food Processor and Distributor Appeals Injunction under Robinson-Patman Act
  • IRS Releases Guidance on Treatment of Backdated Stock Options Under Section 162(m)