In this issue of CFWD we discuss:
- SEC Releases Congressionally Mandated Report on Fair Value
Accounting Standards - Shelley Parratt Named Acting Director of SEC’s Division of Corporation Finance
- Non-Parties Enjoined from Filing Bankruptcy Petitions Against
Entities in Receivership - Arbitration Award Based on Contract Provision Not Addressed by Parties Upheld
- Nasdaq Proposes Limited OATS Exemption for Options Market Makers
- FINRA Proposes Changes to “Manning” Rule
- CBOE Proposes Rule Change for Trades for Less Than $1
- Nasdaq Adopts Policy to Highlight Trade Reports Inconsistent With
Prevailing Market - Citigroup Announces Support for Mortgage Bankruptcy Reform Act
- International Derivatives Clearinghouse Registers as a Derivatives
Clearing Organization - CFTC Announces Chicago Mercantile Exchange Certification of Credit
Default Swap Clearing - CFTC Proposes to Exempt Options and Security Futures on Gold and
Silver Products - CFTC Seeks Comments on Contract Market and Derivatives Clearing
Organization Application - Banking Agencies Issue Interagency Questions and Answers on
Community Reinvestment - UK Treasury Considers Modernization of Insolvency Protections for
Financial Markets - FSA Proposes to Lift Ban on Short Selling
- FSA Propose to Amend Integrated Regulatory Reporting Regime
- FSA Launches Further Insider Dealing Prosecution