In this issue of CFWD we discuss:

  • SEC Publishes Proposed Rule Facilitating Shareholder Director Nominations
  • Multiple Governmental Developments Affecting Executive Compensation
  • District Court Grants Motion to Dismiss False Projections Claims
  • District Court Denies Summary Judgment on Alter Ego Claim
  • FINRA CEO Addresses Oversight of Investment Advisors
  • SEC Approves Amendments Expanding Definition of “TRACE-Eligible Security”
  • Federal Agencies Release FAQs on Identity Theft Red Flags and
    Address Discrepancies
  • International Competition Network Adopts Merger Review Recommendations