In this issue of CFWD we discuss:

  • SEC’s Division of Corporation Finance Issues Further Guidance on
    Shareholder Proposals
  • Sale of Stock in Restaurant Did Not Support Federal Securities Fraud Claims
  • Directors of Insolvent Company Did Not Breach Fiduciary Duties
  • FINRA Amends Incorporated NYSE Rules to Reduce Regulatory Duplication
  • NYSE Issues Rule 123(e) and 123(f) Report Cards
  • SEC Extends Current FINRA Section 31 Fee Rate
  • FDIC Proposes Loss Sharing Plan to Promote Affordable Loan Modifications
  • Treasury Developing Consumer ABS Liquidity Facility
  • FHFA Announces Streamlined Modification Program for Agency Mortgage Loans
  • CFTC Requests Comments on OCC Clearing of Gold and Silver
    Trust Derivatives
  • Agencies Seek Comments on Proposed Interagency Appraisal and
    Evaluation Guidelines
  • Banking Agencies Announces Interagency Statement on Meeting
    the Needs of Creditworthy Borrowers
  • FSA Calls for International Co-ordination to Stop Boiler Rooms
  • FSA Announces Two Individuals Fined for Market Abuse
  • From Financial Crisis to Recovery: A European Framework for Action
  • EU Commission Adopts Proposal for Regulation of Credit Rating Agencies
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