Partners Henry Bregstein, Allison Yacker and Edward Black will speak on "Do You Need to Register as a US Investment Advisor? A Practical Guide to Navigating the US Regulatory Regime" at 8:30 a.m. on Thursday, February 17.
Topics that will be discussed at the seminar include:
- Who may be required to register
- Special issues for non-US advisers
- Tackling the compliance process
- Additional US compliance requirements for FSA regulated firms
Oriental Room
London Capital Club
Related Professionals
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Partner and Co-Chair, Investment Management and Funds+1.212.940.6328
New York
