Partner Mark Wood will speak on "Effects of ’34 Act Registration" at 10:15 a.m. on Thursday, October 28.
Topics that will be discussed in his presentation include:
- Filing requirement "triggers" – Sections 12(b), 12(g) and 15(d)
- Filing requirements under Section 13
- Filing requirements under Section 14
- Filing requirements under Section 16
- Third party filings (e.g., Schedules 13D, 13G, Forms 3, 4 and 5)
For more information, click here.
