Partner Janet Angstadt will speak at this roundtable discussion. For more information, or to register for the event, email Laura Levitan.
Topics at the presentation will include:
- Regulation of OTC derivatives
- Centralized clearing
- Margin and capital requirements
- Swap dealer registration and regulation
- Major swap participant registration and regulation - CFTC position limits, hedge and index exemptions
- OTC derivative reporting obligations
- SEC/CFTC harmonization
- Short selling, flash orders, market making and dark pools
- Regulation of investment advisers and private funds
- Heightened fiduciary standards for broker-dealers
- International implications