Partner Lance Zinman will speak at a webinar on "The Devil in the Details: Implications of Recent Regulatory Reforms and Other Updates for the Financial Services Industry" at 10:00 a.m. Central on Wednesday, November 10.
Topics that will be discussed at the webinar include:
| Category Name | Description | |
|---|---|---|
| • Legal and regulatory update | ||
| • Impact of Dodd-Frank | ||
| – Expansion of federal speculative position limits | ||
| – Registration and regulation of major swap participants | ||
| – How the rules affect liquidity, capital requirements and compliance | ||
| – Amendments to investment adviser regulation | ||
| • Regulatory review of high-frequency trading | ||
| • Accounting, audit and tax update | ||