Partner Lance Zinman will speak at a webinar on "The Devil in the Details: Implications of Recent Regulatory Reforms and Other Updates for the Financial Services Industry" at 10:00 a.m. Central on Wednesday, November 10.
Topics that will be discussed at the webinar include:
Category Name | Description | |
---|---|---|
• Legal and regulatory update | ||
• Impact of Dodd-Frank | ||
– Expansion of federal speculative position limits | ||
– Registration and regulation of major swap participants | ||
– How the rules affect liquidity, capital requirements and compliance | ||
– Amendments to investment adviser regulation | ||
• Regulatory review of high-frequency trading | ||
• Accounting, audit and tax update |