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Newsletter

Capital Markets Compass | Issue 2

December 22, 2021

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Capital Markets Compass covers the latest developments in the capital markets, public company, and corporate governance worlds.

In this issue:
  • Katten Partners Present 2022 Proxy Season Update
  • SEC Proposes to Increase Reporting of Proxy Votes and Executive Compensation Votes
  • SEC Proposes Amendments to Rule 10b5-1 Plans and Increased Disclosure About Insider Trading Policies
  • The SPAC Report: Mark Wood, National Capital Markets Practice Co-Head, Speaks With Bloomberg Tax on Proactive Disclosures as SEC Continues to Scrutinize SPACs; Chairman Gensler's Latest Comments on SPAC Regulation
  • SEC Comment Period Ends for Controversial Proposal Regarding Clawbacks of Executive Incentive Compensation Without Official Action


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Related Professionals
  • Mark Wood
    Partner and Co-Chair, Capital Markets
  • Alyse Sagalchik
    Partner
  • Timothy Kirby
    Partner
  • Lawrence Levin
    Senior Counsel and Co-Chair, Capital Markets
  • Maximillian Licona
    Associate
  • Ryan Lilley
    Associate
Related Practices
  • Capital Markets
  • Corporate
  • Corporate Governance
  • Financial Markets and Funds
  • Investment Management and Trading
  • Mergers and Acquisitions
  • Regulated Funds

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