Christian Kemnitz, co-head of the firm's Financial Services Litigation practice, will serve as a panelist for "Hot Topics for the Securities Industry," a session at 9:55 a.m. (CT) during the Compliance and Legal Society Chicago Breakfast on Friday, September 25. Topics to be discussed include the following:
- Securities enforcement and recent examination issues
- Managing for the senior investor
- DOL fiduciary or best interest standard
- Complex products
- CCOs in the crosshairs
Additional information can be found here.