In this issue of CFWD we discuss:

  • Ninth Circuit Applies SLUSA’s “Preclusion” Provisions in Removed Action
  • Plaintiff Failed to Adequately Allege Loss Causation for Portion of Claims
  • Large Options Positions Report to Change Under Options Symbology Initiative
  • NYSE Regulation Issues Guidance on Handling of Large Orders
  • Treasury Releases Proposal to Regulate OTC Derivatives
  • Comment Period Ends for ISDA Dispute Resolution Protocol
  • CFTC Proposes to Amend Bankruptcy Rules to Establish Cleared OTC Derivatives as a Separate Account Class
  • Administration Proposing New Fee Structure for Banks
  • U.S. Bankruptcy Court Denies Motions to Dismiss GGP Bankruptcy Cases
  • FTC Delays Effective Date of “Red Flags” Rule; Confirms Limited Applicability to Benefit Plan Sponsors
  • FSA Introduces Remuneration Code of Practice

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