In this issue of CFWD we discuss:
- SEC Proposes New Shareholder Proxy Access Rules
- Supreme Court to Rule on Constitutionality of PCAOB
- Discovery Stay in Securities Action Lifted to Avoid Undue Prejudice
- Proposed Motion to Intervene in Derivative Securities Action Denied
- FINRA Proposes Rules Governing Suitability and Know-Your-
Customer Obligations - SEC Approves Changes to Forms U4 and U5
- CFTC Extends Comment Period on Swap Dealer Hedge Exemption
Concept Release - Gensler Confirmed as CFTC Chairman, Chilton Nominated for Second Term
as Commissioner - SEC Requests Independent Confirmation of Advisor Assets
- SEC Proposes Amendments to the Custody Rule
- Federal Reserve Announces Amendments to Reserve Requirements
- OTS Issues CEO Bulletin for Other-Than-Temporary Impairment for
Debt Securities - Federal Reserve Adds Legacy CMBS to TALF
- Court Dismisses Technological Tying Claim From iPod/iTunes Antitrust
Class Action - FSA Bans Trader for Overnight Concealment of Trading Position
