In this issue of CFWD we discuss:

  • SEC Filing Fees to Increase Significantly
  • Federal Court Holds Scienter Sufficiently Pleaded and Denies Motion to Dismiss Securities Fraud Claims
  • Third Circuit Affirms in Part Dismissal of Securities Action Based on Forward-Looking Statements
  • NYSE Implements Interim Procedures for Incompatible Orders
  • NYSE Adds Temporary Rule Suspension for Extreme Order Imbalance at Close
  • CBOE Seeks to Amend Margin Requirements for Vested Employee Options
  • CFTC Proposes Revised Adjusted Net Capital Requirements for FCMs and IBs
  • NFA Extends Effective Date for Portions of NFA Compliance Rule 2-43(b)
  • FDIC Announces Expansion of Ombudsman's Office to Assist Customers With Loans at Failed Banks
  • Banking Agencies Release Results of “Stress Tests”
  • FRBNY Announces $10.6 Billion of TALF Loan Requests in May
  • FTC Investigating Overlap On Google and Apple Boards
  • Proposed Alternative Investment Fund Managers Directive Published
  • Commission Publishes Two Recommendations on Remuneration

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