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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Advocate for Small Business Capital Formation, T+2 Settlement Cycle, MiFID II Notification Cycles, MiFID II DEA Template, ESMA Open Access Regime

September 15, 2017

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To read the online Digest, click here.

This week’s issue addresses the following topics:

  • SEC Commissioners Announce Search for First-Ever Advocate for Small Business Capital Formation
  • SEC Issues Statement on September 5 Implementation of “T+2” Settlement Cycle for Securities Transactions
  • New FCA Webpage on Updates to MiFID Notifications Obligations
  • MiFID II Direct Electronic Access Template Questionnaire Published
  • ESMA Publishes Further Guidance on Open Access Transitional Periods

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