To read the online Digest, click here.
This week’s issue addresses the following topics:
- SEC Commissioners Announce Search for First-Ever Advocate for Small Business Capital Formation
- SEC Issues Statement on September 5 Implementation of “T+2” Settlement Cycle for Securities Transactions
- New FCA Webpage on Updates to MiFID Notifications Obligations
- MiFID II Direct Electronic Access Template Questionnaire Published
- ESMA Publishes Further Guidance on Open Access Transitional Periods