In this issue of CFWD we discuss:

  • SEC Announces Over One Million Corporate and Mutual Fund Reports now Fully Searchable on SEC Website
  • Public Company Accounting Oversight Board Appoints Mark W. Olson as Chair and Reappoints Founding Member Kayla Gillian
  • SEC and United Kingdom Regulators Release Statements Regarding Mergers of U.S. and European Exchanges
  • The Chicago  Board Options Exchange Proposes Rule Amendments Concerning DPM and e-DPM Membership Ownership Requirements
  • Court of Appeals Affirms the International Securities Exchange’s Ability to Trade Options on Exchange Traded Funds Without a License
  • NASD Deadline to File Form BR and to Amend Forms U4
  • Circuit Court Vacates SEC Hedge Fund Adviser Registration Rule
  • SEC Permits Limited Fund Pyramiding
  • Banking Agencies Release Publication to Assist Banking Institutions in Preparing for a Catastrophic Event
  • Demand Futile Where Directors not Disinterested
  • Parent not Alter Ego of Subsidiary Where no Bad Faith Conduct
  • Party’s use of Electronic Trading Systems is Sufficient to Support Finding of Personal Jurisdiction in New York State Courts
  • CFTC Requests Comments on Commitments of Traders Reports
  • CFTC Allows Bombay Stock Exchange's Futures Contract to be Offered and Sold in the United States
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