In this issue of CFWD we discuss:

  • Committee Adopts Majority Voting Amendments to Model Business Corporation Act
  • Nasdaq Names Companies to New Listing Tier
  • SEC Denies Request for Broker to Share Commissions with Foreign Affiliates
  • Notice of Proposed Rulemaking Lowers Threshold for Retaining Money Transmittal Records
  • Money Market Shares Bought in Sweeps Exempt From Credit Prohibitions
  • No Action Relief Given to Real Estate Brokerage Firms Employing Dually Registered Persons
  • Sheila C. Bair Sworn in as 19th Chairman of the Federal Deposit Insurance Corporation
  • Allegations of Specific Conduct in Furtherance of Market Manipulation Scheme Avoid Dismissal
  • Failure to Allege Competition in Tied Market Leads to Affirmance of Dismissal of Tying Claim
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