In this issue of CFWD we discuss:

  • SEC Adopts Final Rules for Executive Compensation Disclosure Requirements
  • Effectiveness of SEC Soft Dollar Interpretation
  • SEC Proposes Amendment to Regulation SHO
  • Amex Proposes Hybrid Market
  • FDIC Imposes Moratorium on Industrial Loan Company Applications
  • Scope of Arbitration Clause Determined by Arbitrators, Not by Court
  • Good Faith of Breaching Party May Affect Enforceability of Damages Cap
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