In this issue of CFWD we discuss:
-
SEC Proposes Additional Relief from Section 404 Compliance Deadline for Non-Accelerated Filers and Newly Public Companies
-
SEC Extends Section 404 Compliance Deadline for Certain Foreign Private Issuers
-
NASDAQ Implements Fees for Members' Required Use of WebCRD
-
NASDAQ Market Makers Acting in the Capacity of Exchange Market Maker Exempt from Trading Activity Fee
-
NASD Proposal to Align NASD Rules with Regulation NMS
-
SEC Chairman Cox Issues Statement Concerning Recent Goldstein Decision
-
Plaintiffs Failed to Identify Factual Allegations that Allegedly Rendered Statements False
-
Dismissal Granted where Plaintiffs Failed to Allege Sufficient Facts to Support Their Misrepresentation Claims