In this issue of CFWD we discuss:

  • SEC Names Executive Director and Director of the Division of Market Regulation
  • SEC Issues Request for Proposal for Software Development
  • Pension Bill Changing 25% Test Signed
  • <st1:place w:st="on"><st1:city w:st="on">Chicago Stock Exchange Proposal to Implement a New Trading Model
  • NASD Proposes Amendments to Procedures for the Exercise of Options
  • NASD Reminds Members of Obligations in Sales of Existing Variable Life Insurance Policies to Third Parties
  • Fed Sets New TILA Fee-Based Trigger  
  • Securities Fraud Claims Based on Company’s Restatement Sufficient to Withstand Dismissal
  • “Director by Designation” May Be Subject to Section 16(b)
  • CFTC Allows the Sydney Futures Exchange’s 1-Day Option Contract Based on the CBOT Mini-Sized Dow Futures Contract to be Offered and Sold in the Unites States
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