In this issue of CFWD we discuss:
- SEC Requests Additional Comment on Disclosure Requirement for Highly Compensated
Employees
- NASD Proposes to Amend Rules Governing Conflicts of Interest in Public Offerings of
Securities
- NASD Amends Rule 2340 Concerning Customer Account Statements
- OCC Reiterates Internet Banking Warnings and Offers Guidance
- Federal Housing Finance Board Approves the Publication of a Proposed Federal Home Loan
Bank Rating System
- FFIEC Releases 2005 HMDA Data
- Department of Justice May Consider Modifying the Thompson Memorandum
- Plaintiffs Were Not Entitled to Recover Losses Under the Securities Investor Protection Act