In this issue of CFWD we discuss:

- SEC Approves PCAOB Auditing Standard No. 4
- SEC Issues Technical Amendments to Securities Act Reform
- SEC Chairman Cox Names John White to be the Commission’s Next Director of the Division of Corporation Finance
- Federal Banking Agencies Release New Guidance on External Auditor Limitation of Liability Provisions
- NYSE Warns about Gambling on Premises
- SEC Commissioner Nazareth Discusses Bond Market Liquidity
- Court Denies Motion to Stay Order Requiring Production to SEC
- Statutory Limitation on Lead Plaintiffs Inapplicable to Class Representatives
- CFTC Extends Relief Granted to NYMEX Floor Members
- CFTC Exempts Tokyo Commodity Exchange Member Firms from Foreign Futures and Option Rules

Related Professionals
Related Practices