In this issue of CFWD we discuss:
- SEC Suspends Trading in Thirty-Five Pink
Sheets Companies
- Shareholder Votes on Executive Compensation
Considered
- CBOE Rule Regarding Establishment of CBOE
Stock Exchange
- Frequency of Short Interest Reporting Rule
Change Approved
- Amendment Requiring Advisers Act Registration
Thwarted
- Public Comment Sought for Subprime Mortgage
Lending
- UK Financial Services Authority (FSA) Uses
Wind Up Power
- FSA Publishes Updated Measure of UK Market
Cleanliness
- Securities Fraud Claims Asserted Against
Accountants Sustained
- Breach of Fiduciary Duty Claim for Excessive
Investment Advisory Fees Dismissed
- No-Action Letter Allows Direct Access to TFX
Trading System
- No-Action Relief Extended to FTSEurofirst 80
and 100 Futures Traded on Euronext Paris