In this issue of CFWD we discuss:
- SEC Proposes Amendments to Rule 144 and Rule 145
- SEC Releases Final Rule and Interpretive Guidance
on Management Assessment Report on Internal Controls
- SEC Adopts Final Amendments to Short Sale Rules
- NYSE Arca Adds PSO Order Type
- NASD Extends Closing Time of NASD/NYSE Trade
Reporting Facility
- Bill Introduced that Would Tax “Performance
Allocations” as Ordinary Income
- Banking Agencies Issue Final Statement on
Subprime Mortgage Lending
- FSA Publishes First Papers from Its Retail
Distribution Review
- Supreme Court Vacates Seventh Circuit Securities
Fraud Decision
- CFTC Proposes Recordkeeping Requirements for
OTC Transactions
- CFTC Names Walter Lukken Acting Chairman