- SEC Approves Market-Based Options Valuation
- SEC Staff Allows Pooling of Commissions to
  Pay Soft Dollars
- NYSE and NASD Revise Research Analyst
  and Research Report Rules
- Complaint Filed for Conducting a Web-Based
  Public Offering
- FDIC Announcement Affects ILCs
- FSA Publishes Rules to Implement EU MiFID
  Directive
- Counter Claimant Unable to Pierce Corporate Veil
- Scienter Pleading Requirement Satisfied by Plea
  Allocution
- New Alternative Capital Requirement for FDMs
  Effective March 31
- CFTC Issues New Governance Guidelines for
  Futures Exchanges

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