In this issue of CFWD we discuss:
- SEC Announces Roundtable on IFRS
- SEC Seeks to Curtail Suits Against
Accounting Firms
- SEC Clarifies Position on Preliminary
Proxy Statement Executive Compensation
Disclosure
- Investment Advisers Allowed to Use a Waiver
of Liability Clause
- CBOE Proposes Listing Credit Default Options
- Agencies Seek Public Comment on Proposed
Supervisory Guidance for Basel II
- OTS and OCC Issue Spate of Consumer Guidance
Information
- Theft of Laptop Leads to $1.9 Million Fine
for Nationwide
- SEC Supports Heightened Standards Governing
Investors’ Claims
- Federal Court Dismisses RICO Claim
- Guidance for Preparing FCM Annual Financial
Reports Published